John Duval Associates LLC is a firm recognized
for its expertise in securities litigation and SRO rules
and regulations. He brings integrity and insight in addition
to years of industry experience to our consulting and testimony.
We have held most private client brokerage firm positions, including:
Registered Representative, Branch Office
Manager, Variable Annuity Product Specialist, and District Management.
Our work at major security firms gives us a thorough understanding
of securities, markets, sales practices, risk evaluation and SRO
rules and regulations.
John is an arbitrator for FINRA. He offers services in litigation consulting, case analysis, mediation, and hearing attendance and testimony.