John Duval Associates is a nationally recognized firm accepted
for its expertise in securities litigation and SRO rules
and regulations. John brings integrity and insight in addition
to years of industry experience to his clients.
John has held most private client brokerage firm positions, including:
Registered Representative, Branch Office
Manager, Variable Annuity Product Specialist, and District Management of all business units including Life Insurance, Trusts, Financial Planning, Mutual Funds, Mortgages, Business Loans and High Net Worth clients.
His career at a major security firm gives him a thorough understanding
of securities, markets, sales practices, risk evaluation and SRO
rules and regulations.
John is an arbitrator for FINRA and NFA. He offers services in litigation consulting, panel selection, witness preparation, case analysis and strategy, mediation, and hearing attendance and testimony.
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