John Duval, securities expert witness, expert witness, arbitration, Securities Arbitration, securities dispute resolution, consultants

 

John Duval Associates LLC is a firm recognized for its expertise in securities litigation  and SRO rules and regulations.  He brings integrity and insight in addition to years of industry experience to our consulting and testimony.
 
We have held most private client brokerage firm positions, including:  Registered Representative, Branch Office Manager, Variable Annuity Product Specialist, and District Management.  Our work at major security firms gives us a thorough understanding of securities, markets, sales practices, risk evaluation and SRO rules and regulations.
 
John is an arbitrator for FINRA. He offers services in litigation consulting, case analysis, mediation, and hearing attendance and testimony.

John is also associated with Accelerant LLC, a securities litigation consulting firm.

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